Tagged: daniel m. gallagher

Investor Advisory Committee Reviews Crowdfunding Recommendations (Video)

The Investor Advisory Committee (IAC) meeting was held last week on April 10th at the SEC.  The agenda, previously published, indicated the IAC would address retail crowdfunding and review their recommendations as part of the rule making process. The meeting started with SEC Chair Mary… Read More

Is SEC Commissioner Gallagher a Friend of the Crowd?

On the Proposed SEC Regulations & Crowdfunding – A Postscript. Behind the unanimous vote that accompanied the SEC’s issuance of proposed crowdfunding regulations on October 23, 2013, I sensed that there was more afoot behind the congenial surface.  It seemed unlikely to this Commission observer… Read More

SEC Commissioner Gallagher Wants Exchanges for Small Companies, Notes Decline in IPOs

In a speech given to the FIA Futures and Options Expo in Chicago, SEC Commissioner Daniel M. Gallagher made some interesting comments regarding a “the need for a fundamental, holistic review of equity market structure. And I’d like to focus on the specific issue of… Read More

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