Search Results for: Reg A+

Reg A+ Needs Some Fixes: Issuer Shares Challenges of Raising Money Using the Crowdfunding Exemption

There are three securities exemptions created by the JOBS Act of 2012 that enable firms to raise money online. Reg CF [Regulation Crowdfunding], Reg D 506c (accredited only), and Reg A+ [Regulation A]. If a company uses Reg A+, they may raise up to $75… Read More

Senate Legislation Aims to Boost Cap on Reg A+, Expand Definition of an Accredited Investor

While the Securities and Exchange Commission (SEC) may be trying to make it more difficult to be deemed an Accredited Investor, thus disenfranchising more individual investors, recently legislation was introduced into the US Senate that would broaden the definition. S 3709, or the “Investment Opportunity… Read More

Reg A+ Update: Data Highlights Performance in this Sector of Crowdfunding

Data pertaining to online capital formation, or crowdfunding, can be hard to come by. Several providers provide good numbers when it comes to Regulation Crowdfunding (Reg CF), but when it comes to Reg A+ and Reg D 506c – it is a bit of a… Read More

SEC Reports 784 Enforcement Actions During 2023 Fiscal Year Including Crypto, Reg A+ and More

The Securities and Exchange Commission (SEC) has published a report on enforcement actions during fiscal year 2023. In total, the agency pursued 784 enforcement actions, including administrative proceedings, which compares to 760 enforcement actions during fiscal year 2022. The SEC issued the following statement on… Read More

Investment Crowdfunding: AOIP Asks FINRA to Update Reg A+ to Improve Capital Formation

The Association of Online Investment Platforms (AOIP) provides feedback on FINRA’s request for input on improving capital formation. This past May, FINRA announced a request for comment on how FINRA rules may impact capital formation. The goal was to look for ways to increase efficiency… Read More

Reg A+: Worthy Announces New Property Bond for Investors to “Meet Demand”

Worthy Financial, Inc., has announced another securities offering in the form of a property bond that generates a 5.5% fixed return for investors. The security is issued under the Reg A+ exemption and is available for retail investors. The offering document must be qualified by… Read More

DiversyFund REIT, Issued Under Reg A+, Hit by SEC Administrative Action: Commissioner Uyeda Says No Expansion of Rule Requirements

DF Growth REIT II, LLC, managed by DiversyFund, has been hit with a Securities and Exchange Commission (SEC) administrative action. According to the SEC, DF Growth REIT II failed to adhere to certain requirements for securities issued under Reg A+, a JOBS Act exemption that… Read More

Monogram Orthopaedics Trades Shares on Nasdaq Following Reg A+ Securities Offering

Monogram Orthopaedics (NASDAQ:MGRM) aw its shares trade on Nasdaq following private security offering under Reg A+ – an exemption that allows retail investors to back a private firm. The offering was facilitated by DealMaker, a platform, and broker-dealer specializing in private securities and Republic, which… Read More

SEC Receives Final Settlement on Fraud Charges from Reg A+ Issuer HempAmerica

The Securities and Exchange Commission (SEC) has obtained final judgments against HempAmerica and promoter Eleazer Kauderer. According to the SEC, the US District Court for the Southern District of New York has entered a final judgment on default against HempAmerica. Without admitting or denying the… Read More

Full Court Press: Boxabl Pursues New Reg A+ and Reg D Offerings Plus Offering in Canada

Boxabl is preparing to raise capital, and it is taking a full-court press by raising money in a Reg A+ and Reg D offering as well as a pitch on FrontFundr in Canada. The Reg A+ will be listed on StartEngine, which displays over $1.25… Read More

Reg A+ Issuers Get Slapped by SEC, Will Reg CF Issuers be Next?

Earlier this week, CI reported that ten companies that raised money under the Regulation A (Reg A+) securities exemption were the targets of enforcement actions by the Securities and Exchange Commission (SEC). All of these issuers settled with the Commission by paying a penalty ranging… Read More

SEC Charges Ten Firms that Raised Money Under Reg A+ with Registration Violations

The Securities and Exchange Commission (SEC) has filed charges against ten firms that raised money using the Reg A+ (Regulation A) securities exemptions. Each firm has agreed to pay a civil penalty ranging from $5000 to $90,000. Under the JOBS Act of 2012, Regulation A… Read More

WiGL: First Issuer to Raise $5 Million Reg CF Funding Cap on StartEngine, Returns to Pursue Reg A+ Funding Round

In 2021, WiGL became the first issuer to raise the maximum $5 million in a Reg CF (Regulation Crowdfunding) on StartEngine. In 2021, the Securities and Exchange Commission increased the amount a company could raise using Reg CF from $1.07 million to $5 million –… Read More

Investment Crowdfunding: Reg A+ and Reg D Data

CI recently published an update on Reg CF [Regulation Crowdfunding], an exemption that allows a business to raise up to $5 million in an online securities offering. Investors may be non-accredited or accredited. While the legislation creating Reg CF was signed into law in 2012,… Read More

Fundrise Looks to Raise More Money in $20 Million Reg A+ Offering

Fundrise, a real estate investment platform that recently entered the early-stage investment sector, has filed to raise $19.7 million in a sale of Class B Common shares. Fundrise has raised growth capital for itself in the past using the Reg A+ securities exemption. The $19.7… Read More

Firm That Controls Walking Dead Franchise Skybound Tops $11 Million on Republic, Hopes to Raise $75 Million in Reg A+ Offering

Skybound, a media and entertainment firm, is raising equity capital on Republic, and as of today, it has garnered over $11 million from almost 4600 investors using the Reg A+ exemption. Skybound is best associated with the popular Walking Dead franchise, but the company claims… Read More

Reg A+ Issuer Oi2Go Media Technologies and CEO Hit with Offering Fraud Charges by SEC

The Securities and Exchange Commission (SEC) has charged Oi2Go Media Technologies and its CEO Anthony Michael Hernandez with conducting offering fraud. According to the SEC, Hernandez raised about $1.317 million from around 750 investors in a Reg A+ offering, which took place in 2018. Under… Read More

Issuance, a Platform Enabling Reg A+ Offerings, Announces Expansion into Canada

Issuance, a platform that specializes in aiding issuers raising capital under Reg A+, has announced its expansion into Canada. According to a company statement, Issuance is now an “endorsed service-provider partner” of the Canadian Securities Exchange (CSE). The arrangement allows Issuance to offer preferred rates… Read More

Medical 21 Aims to Revolutionize Bypass Surgery, a Multi-Billion Dollar Sector of Healthcare, Sells Shares to the Public in a Reg A+ Securities Offering

Medical 21 Raises Capital Online in Public Securities Offering to Fund Breakthrough Coronary Bypass Product Cardiac surgery is a multi-billion dollar industry, with one estimate placing it at $10 billion in the US alone and bypass surgery, is the most common type of heart surgery… Read More

Learn About Crowdfunding Using Reg A+ : Virtual

Are you interested in raising up to $75 Million in an online securities offering? Reg A+ (Regulation A) is a securities exemption that received an update under the JOBS Act of 2012. In 2021, the Securities and Exchange Commission improved the exemption even more. Today,… Read More

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