Submit your event! Notify us of an upcoming crowdfunding event by filling out our submission form or emailing more information to [email protected].
Loading Events

« All Events

  • This event has passed.

FINRA 2019 Regtech Conference – New York City

January 17

Regulation is a fundamental pillar of the financial services industry, ensuring investor protection and market integrity. As financial services firms seek to comply with regulatory requirements, they are turning to new and innovative regulatory technology (RegTech) tools to assist them in effectively and efficiently meeting their obligations. While RegTech tools may help strengthen firms’ compliance programs—they also raise new challenges and regulatory implications for firms to consider.

FINRA’s RegTech Conference provides a forum for regulators, thought leaders and industry practitioners to learn more about the use of RegTech tools, and related opportunities and challenges.

Details

Date:
January 17
Website:
http://www.finra.org/industry/2019-regtech-conference

Organizer

FINRA
Website:
http://www.finra.org/

Venue

Intercontinental New York City
Times Square 300 West 44th Street
New York, NY 10036 United States
+ Google Map

Send this to a friend