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MiFID II for Investment Platforms – London

September 28, 2017 @ 9:30 am - 5:00 pm BST

In addition to firm-specific workshops, we also offer open access training courses which are useful when you want only one or two staff to attend.

To the best of our knowledge, we’re the only firm offering training on MiFID II that is specific to investment platforms.  As MiFID II is so vast,  we think this is the best way to make sure the content is focused.  This session will help you spot the wood for the trees as we will only be looking at the parts of MiFID that are relevant to your sector, and you will be surrounded by your peer group all wanting the same answers.

Speakers include:

  • Gillian Roche-Saunders
  • Richard Cross

We will look at the full range of changes affecting platforms including:

  • Appropriateness
  • Product governance
  • Telephone taping
  • Knowledge and competence
  • Inducements
  • Boundary with MTFs / OTFs


September 28, 2017
9:30 am - 5:00 pm
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Bates Wells Braithwaite
10 Queen Street Place
London, EC4R 1BE United Kingdom
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