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SEC Advisory Committee on Small and Emerging Companies Meeting – Washington, DC

September 13, 2017 @ 9:30 am - 4:00 pm EDT

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies (ACSEC) will hold a public meeting on Wednesday, September 13, 2017, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, NE, Washington, DC. The meeting will begin at 9:30 a.m. (ET) and will be open to the public. The meeting will be webcast on the Commission’s website at


9:30 a.m. Co-Chairs Call Meeting to Order

Introductory Remarks

10:00 a.m. Auditor Attestation Report under Section 404(b) of the Sarbanes-Oxley Act

  • Presentations
    • William J. Newell, Chief Executive Officer, Sutro Biopharma Inc.
    • Leonard L. Combs, PwC, U.S. Chief Auditor
  • Committee Discussion
11:30 a.m. Final Report of the Advisory Committee to the Commission

  • Discussion and Vote on Adoption
12:30 p.m. Lunch Break
2:00 p.m. Awards Pursuant to Written Compensatory Benefits Plans – Should Securities Act Rule 701 Be Updated?

  • Presentation
    • Christine McCarthy, Partner, Compensation & Benefits, Technology Companies Group, Orrick
  • Committee Discussion
3:30 p.m. Adjournment


September 13, 2017
9:30 am - 4:00 pm EDT
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Multi-Purpose Room LL-006
Washington, DC United States
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