Minimizing Potential Litigation & Regulatory Risks for Crowdfunding Platforms
Crowdfunding regulations were enacted with the goal of providing small businesses access to capital without imposing arduous registration and disclosure burdens.[i] In that regard, the regulations have shown significant promise. Commentators have rightfully highlighted the substantial benefits to both issuers and investors based on their… Read More
Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation, Strategy | Tagged bret geckeler, broker-dealer, escrow, finra, james moon, joshua hamilton, latham & watkins, legal, litigation, marketing, perspective, regulation cf, regulations, risk, sec