China’s Securities Regulator Says Online Brokerage Platforms Futu Holding, UP Fintech Holding Conducted Unlawful Securities Transactions
China’s securities regulator stated on Friday (December 29, 2022) that online brokerage platforms Futu Holding and UP Fintech Holding have allegedly carried out unlawful securities businesses/transactions, and will now be banned from opening new accounts from mainland China investors. The penalty comes after over a… Read More
Read more in: Asia, Fintech, Global, Politics, Legal & Regulation | Tagged china, china securities regulator, futu holding, mainland chain, online brokerage platforms, securities regulator, up fintech holding, violation