Perspective: Title III, Title IV and the Politics of Regulation

November 19, 2014 @ 9:15 am By Richard Swart |

In my May 2014 article, “The Bell Tolls for Title III”, I laid out the reasons why it was highly unlikely that the SEC would issue Title III rules before the November elections and predicted that should the Senate flip to Republican control, we… Read More

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Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged cfira, cfpa, elizabeth warren, finra, jobs act, nasaa, regulations, richard swart, robert reich, sec, securities and exchange commission, title III, title iv