Tagged: securities exchange act of 1934

Potential Pitfalls of Regulation CF – Part I: Practical Concerns for an Issuer

  When SEC Commissioner Piwowar lodged his controversial “NO” vote for the final rules implementing Title III Regulation CF last October, he did so with concern that the overcomplicated rules were laden with “traps” that could snare an unassuming company trying to raise funds. Unfortunately,… Read More

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