NASAA’s 2022 Fall Annual Meeting – Nashville

Join your North American Securities Administrators Association (NASAA) colleagues and peers at the premier event for securities regulators and the financial services industry, NASAA’s 2022 Fall Annual Meeting, which will be held, September 18-20, at the JW Marriott Nashville.

The theme for this year’s Fall Annual Meeting is “Strategies for Success in the Volunteer State” which recognizes the visionary and vital role of state securities regulators in investor protection during an evolution in investment offerings and services.  You will have the opportunity to attend a series of panels and forum discussions and hear from speakers that will engage and challenge you in the vital debate over how best to transform our system of financial services regulation through sound policy and law.

The Fall Annual Meeting will feature a high-profile lineup of speakers and panelists who will examine the current securities landscape and address the future of our quickly-changing regulatory and professional environments. Four panel topics address digital assets, capital formation, investors with smartphones, and the business landscape through the lens of minority and women entrepreneurs. You will have the opportunity to discuss important issues related to joint web CRD/IARD, investment advisers, investor education, broker-dealers, corporation finance and enforcement in open forum discussions with NASAA Section Committees.

This year’s Fall Annual Meeting is being offered to registrants both in-person and in virtual format.

We look forward to seeing you at NASAA’s 2022 Annual Meeting in Nashville.

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Agenda

Sunday, September 18, 2022  

9:00 a.m. – 12:00 p.m. CT
NASAA Business Meeting (closed, members only)

1:15 p.m. – 1:45 p.m. CT
Opening Ceremonies

1:45 p.m. – 2:30 p.m. CT
Panel: Emerging Regulatory Models for Digital Assets: The Good, The Bad, and The Ugly

3:00 p.m. – 4:00 p.m. CT
Joint Web CRD/IARD Forum

4:20 p.m. – 5:20 p.m. CT
Investment Adviser Section Forum

6:00 p.m. – 7:30 p.m. CT
Welcome Reception

Monday, September 19, 2022   

8:30 a.m. – 10:00 a.m. CT
ABA State Regulation of Securities Committee Meeting

10:15 a.m. – 11:15 a.m. CT
Panel: The Business Landscape Through the Lens of Minority and Women Entrepreneurs

11:25 a.m. – 12:05 p.m. CT
Panel: Opportunities and Challenges: Investors With Smartphones

12:20 p.m. – 1:35 p.m. CT
Luncheon with Featured Speaker

1:45 p.m. – 2:30 p.m. CT
Panel: If You’ve Got the Money Honey: Current Issues in Public and Private Efforts to Aid in Capital Formation for Start-ups and Small Businesses

2:45 p.m. – 3:45 p.m. CT
Corporation Finance Section Forum

4:00 p.m. – 5:00 p.m. CT
Broker-Dealer Section Forum

6:30 p.m. – 8:30 p.m. CT
Reception | Country Music Hall of Fame

Tuesday, September 20, 2022    

9:00 a.m.- 11:00 a.m. CT
NASAA Business Meeting (closed, members only)

11:15 a.m. – 12:30 p.m. CT
NASAA Zone Meetings (closed, members only)

12:30 p.m. – 2:00 p.m. CT
Presidential Luncheon

2:15 p.m. – 3:15 p.m. CT
Investor Education Section Forum

3:30 p.m. – 4:30 p.m. CT
Enforcement Section Forum

6:30 p.m. – 8:30 p.m. CT
President’s Reception