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SEC Investor Advisory Committee – Washington, DC

March 9, 2017 @ 9:00 am - 12:00 pm EST

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting.

The agenda for the meeting includes: remarks from Commissioners; a discussion regarding SEC investor research initiatives, the FINRA 2016 Financial Capability Study, and academic research on financial literacy; a discussion regarding unequal voting rights of common stock; a report on the nonpublic administrative work session; and a nonpublic administrative work session during lunch.

Agenda: March 9, 2017, Meeting of the Securities and Exchange Commission Investor Advisory Committee

9:00-9:30 a.m. Networking Session and Continental Breakfast
9:30-9:45 a.m. Welcome Remarks
9:45-9:50 a.m. Approval of Minutes of Previous Meeting
9:50-10:50 a.m. Discussion Regarding SEC Investor Research Initiatives, FINRA 2016 Financial Capability Study, and Academic Research on Financial Literacy

  • Gary Mottola, Research Director, FINRA Investor Education Foundation
  • Brian Scholl, Principal Economic Advisor and Senior Economist, Office of the Investor Advocate, SEC
  • Annamaria Lusardi, Academic Director, Global Financial Literacy Excellence Center (GFLEC), and Denit Trust Distinguished Scholar & Professor of Economics and Accountancy, The George Washington University School of Business
10:50-11:50 a.m. Discussion Regarding Unequal Voting Rights of Common Stock

  • David Berger, Partner, Wilson Sonsini Goodrich & Rosati
  • Ken Bertsch, Executive Director, Council of Institutional Investors
11:50-11:55 a.m. Report on Non-Public Administrative Session
11:55 a.m. Adjourn/Lunch/Non-Public Administrative Session

Details

Date:
March 9, 2017
Time:
9:00 am - 12:00 pm EST
Website:
SEC.gov

Venue

SEC
Multi-Purpose Room LL-006
Washington, DC United States
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