SEC Regulation Outside the United States – London

Gain a thorough understanding of SEC Regulation Outside the U.S. on 18-20 June 2018

SEC Regulation Outside the U.S. is now in its 21st year and is the only event of its kind to offer delegates a thorough understanding of the complexities and nuances of the legislative processes and how SEC practices can affect your business. 

SEC Regulation Outside the United States, Conference (19 June 2018) briefs European financial services practitioners on how the SEC administers and enforces the U.S. securities laws – and what it means to you. SEC officials and other regulatory experts guide you through the nuances of current and pending U.S. regulation and legislation.

SEC Basics, Workshop (18 June 2018) is an intensive, interactive workshop suitable ideal for those with little or no knowledge of the U.S. securities laws, the SEC or the SEC’s rules and regulations.

SEC Examinations (20 June 2018) examines the responsibilities of Chief Compliance Officers and explores what is involved in a compliance programme, an annual review and an SEC inspection of a non-US manager that is registered with the SEC.