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The SEC Advisory Committee on Small and Emerging Companies will hold its next meeting on Wednesday, Dec. 17, beginning at 9:30 a.m. ET. The committee will focus on the interests and priorities of emerging and smaller public companies. The December 17 meeting will be held... Read More
Public conference call on definition of an Accredited Investor recommendations.
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies will hold a public meeting on Wednesday, June 3, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street, N.E., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will... Read More
AGENDA 9:30 a.m. Co-Chairs Call Meeting to Order Introductory Remarks by Chair Mary Jo White, Commissioners, and Division of Corporation Finance Director Keith Higgins 10:00 a.m. Consideration of Written Recommendation on Public Company Disclosure Effectiveness 10:30 a.m.Consideration of Written Recommendation on Securities Act Rule 147 11:00... Read More
The Securities and Exchange Commission will hold a conference commemorating the 75th Anniversary of the Investment Company Act and the Investment Advisers Act on Tuesday, September 29, 2015 from 9:15 a.m. to 4:15 p.m., in the Auditorium, Room L-002. The event will include remarks from... Read More
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the... Read More
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, November 18, 2015 at 3:00 p.m., in the Auditorium, Room L 002. The subject... Read More
The annual gathering at the Securities and Exchange Commission to discuss issues pertaining to SMEs is scheduled for November 19th, 2015. Topics include the subject of exempt and registered offerings occurring after the passage of the JOBS Act of 2012. Interested participants may register at Sec.gov
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the... Read More
The Securities and Exchange Commission Equity Market Structure Advisory Committee is providing notice that it will hold a public meeting on Tuesday, February 2, 2016, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, N.E., Washington, D.C. The meeting will begin at 9:30... Read More
9:30 a.m. Welcoming Remarks by Chair White and Commissioners Director of Trading and Markets, Stephen Luparello 10:00 a.m. Regulation NMS Subcommittee Recommendations to the Committee: Framework for Potential Access Fee Pilot 10:10 a.m. Consideration and Discussion of Framework for Potential Access Fee Pilot 11:30 a.m.... Read More
SEC Advisory Committee on Small & Emerging Companies Proceedings will be live streamed on the SEC web site. Agenda 9:30 a.m. Co-Chairs call meeting to order Introductory Remarks by Chair Mary Jo White and Commissioners Kara Stein and Michael Piwowar 10:00 a.m. Accredited Investor Definition Presentation from... Read More
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