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Securities and Exchange Commission


SEC: Investing In America – Atlanta & Live Stream

Georgia State University - College of Law 85 Park Place NE, Atlanta, GA

Chairman Jay Clayton and Commissioners Kara Stein, Michael Piwowar, Robert Jackson, and Hester Peirce will participate in an interactive event with investors at Georgia State University College of Law. This event will include a town hall followed by break-out sessions, where you can talk to... Read More

37th Annual SEC Government-Business Forum On Small Business Capital Formation – Columbus

The Fawcett Center, Ohio State University 2400 Olentangy River Rd, Columbus, OH

The SEC and the National Center for the Middle Market at The Ohio State University Max M. Fisher College of Business will host the SEC’s annual Government-Business Forum on Small Business Capital Formation. This annual forum provides a platform to highlight additional measures to improve... Read More

SEC Fintech Forum – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC

  The Securities and Exchange Commission today announced the agenda for the forum that its staff is hosting on May 31 to discuss distributed ledger technology and digital assets. The 2019 Fintech Forum, which will be hosted by the SEC's Strategic Hub for Innovation and... Read More

SEC Small Business Capital Formation Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC

The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting. The... Read More


SEC Conference: The State of Our Securities Markets – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC

The conference will bring together current and former government officials and experts from different areas of the private sector to explore and discuss the ever-changing economic, risk and market environment and what those changes mean for the structure and function of the securities markets. Areas... Read More


SEC Asset Management Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC

  The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More

Eighth Annual Conference On Financial Market Regulation – Virtual


The SEC’s Division of Economic and Risk Analysis (DERA), Lehigh University’s Center for Financial Services, the University of Maryland’s Center for Financial Policy and CFA Institute will jointly host the Eighth Annual Conference on Financial Market Regulation. The goal of the conference is to bring together... Read More

SEC Capital Call – Virtual


The Office of the Advocate for Small Business Capital Formation will host our third annual Capital Call on January 19, 2022, where we will talk about what’s happening with capital raising from startup to small cap. The public will have an opportunity to ask live questions about our 2021... Read More

SEC Investor Advisory Committee – Virtual


The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 9 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels, the first involving a discussion about the accounting of non-traditional financial information... Read More

SEC Open Meeting Agenda – Virtual


ITEM 1: Treasury Clearing Standards for Membership Requirements and Risk Management OFFICE: Division of Trading and Markets STAFF: Haoxiang Zhu, David Saltiel, Andrea Orr, Jeff Mooney, and Elizabeth Fitzgerald. The Commission will consider whether to propose amendments to the standards applicable to covered clearing agencies... Read More