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Securities and Exchange Commission

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SEC Fintech Forum – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

  The Securities and Exchange Commission today announced the agenda for the forum that its staff is hosting on May 31 to discuss distributed ledger technology and digital assets. The 2019 Fintech Forum, which will be hosted by the SEC's Strategic Hub for Innovation and... Read More

SEC Small Business Capital Formation Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting. The... Read More

Free

SEC Conference: The State of Our Securities Markets – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The conference will bring together current and former government officials and experts from different areas of the private sector to explore and discuss the ever-changing economic, risk and market environment and what those changes mean for the structure and function of the securities markets. Areas... Read More

Free

SEC Asset Management Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

  The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More

Eighth Annual Conference On Financial Market Regulation – Virtual

Virtual

The SEC’s Division of Economic and Risk Analysis (DERA), Lehigh University’s Center for Financial Services, the University of Maryland’s Center for Financial Policy and CFA Institute will jointly host the Eighth Annual Conference on Financial Market Regulation. The goal of the conference is to bring together... Read More

SEC Capital Call – Virtual

Virtual

The Office of the Advocate for Small Business Capital Formation will host our third annual Capital Call on January 19, 2022, where we will talk about what’s happening with capital raising from startup to small cap. The public will have an opportunity to ask live questions about our 2021... Read More

SEC Investor Advisory Committee – Virtual

Virtual

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 9 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels, the first involving a discussion about the accounting of non-traditional financial information... Read More

SEC Open Meeting Agenda – Virtual

Virtual

ITEM 1: Treasury Clearing Standards for Membership Requirements and Risk Management OFFICE: Division of Trading and Markets STAFF: Haoxiang Zhu, David Saltiel, Andrea Orr, Jeff Mooney, and Elizabeth Fitzgerald. The Commission will consider whether to propose amendments to the standards applicable to covered clearing agencies... Read More

SEC Investor Advisory Committee – Virtual

Virtual

The agenda for the meeting includes: welcome and introductory remarks; opening remarks; approval of previous meeting minutes; a panel discussion regarding private funds/markets and outbound investments in countries of concern; a panel discussion regarding ensuring digital engagement practices responsibly expand investment opportunities; a panel discussion... Read More