Tagged: rule 2210

FINRA Updates on Crypto Asset Communications as Part of Crypto Sweep: Potential Violations at Whopping 70%

FINRA, the organization that regulates all of the broker-dealers in the United States, says a recent review of crypto communications indicates potential violations at a whopping 70% of the information reviewed. FINRA has not identified any firms that may be providing information that is in… Read More

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