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The conference will bring together current and former government officials and experts from different areas of the private sector to explore and discuss the ever-changing economic, risk and market environment and what those changes mean for the structure and function of the securities markets. Areas... Read More
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting. The... Read More
The Securities and Exchange Commission today announced the agenda for the forum that its staff is hosting on May 31 to discuss distributed ledger technology and digital assets. The 2019 Fintech Forum, which will be hosted by the SEC's Strategic Hub for Innovation and... Read More
The Securities and Exchange Commission, the Center for Financial Services at Lehigh University, the Center for Financial Policy at the University of Maryland and the CFA Institute are pleased to jointly host a conference on the regulation of financial markets. The goal of the conference... Read More
The agenda for the Securities and Exchange Commission Investor Advisory Committee meeting includes: remarks from Commissioners; a discussion regarding blockchain and other distributed ledger technology and implications for securities markets; an overview of law school clinic advocacy efforts on behalf of retail investors; a discussion... Read More
The SEC Investor Advisory Committee(IAC) has scheduled their next meeting for June 22, 2017, from 9:35AM to 2:35PM at the SEC Headquarters in Washington, DC. The meeting is open to the public but will be live-streamed on the SEC website as well. The IAC meeting... Read More
ACSEC will discuss the underwriting of small offerings and will receive updates from SEC staff about the tick size pilot program and from state securities regulators about their latest enforcement report. Additionally, ACSEC will consider recommendations on secondary market liquidity for Regulation A, Tier 2... Read More
he Securities and Exchange Commission today announced its Equity Market Structure Advisory Committee will meet on April 5 beginning at 9:30 a.m. ET. The Commission established the advisory committee to provide a formal mechanism through which the Commission can receive advice and recommendations on equity... Read More
The Division of Economic and Risk Analysis (DERA) of the U.S. Securities and Exchange Commission and New York University’s Salomon Center are organizing a half-day dialogue on U.S. securities-based crowdfunding (such as equity or debt). Regulation Crowdfunding, a key JOBS Act rulemaking that came into... Read More
The SEC plans to host its 2016 Government-Business Forum on Small Business Capital Formation on Thursday, November 17, 2016, from 9:00 a.m. to 5:30 p.m., at its headquarters at 100 F Street, N.E., Washington, D.C. 20549. The 2016 Forum will include both a panel discussion... Read More
The Securities and Exchange Commission will hold a meeting of the Equity Market Structure Advisory Committee on August 2, beginning at 9:30 a.m. EDT. The Commission established the advisory committee to provide a formal mechanism through which the Commission can receive advice and recommendations on... Read More
The SEC Advisory Committee on Small and Emerging Companies (ACSEC) will be holding a meeting at the SEC Headquarters on Tuesday, July 19, 2016. The meeting is open to the public and will be live-streamed on the SEC website. The agenda is published below. AGENDA... Read More
The agenda for the meeting includes: remarks from Commissioners; a discussion of the state of sustainability reporting; a discussion regarding investment company reporting modernization; and a nonpublic administrative work session during lunch.
SEC Advisory Committee on Small & Emerging Companies Proceedings will be live streamed on the SEC web site. Agenda 9:30 a.m. Co-Chairs call meeting to order Introductory Remarks by Chair Mary Jo White and Commissioners Kara Stein and Michael Piwowar 10:00 a.m. Accredited Investor Definition Presentation from... Read More
9:30 a.m. Welcoming Remarks by Chair White and Commissioners Director of Trading and Markets, Stephen Luparello 10:00 a.m. Regulation NMS Subcommittee Recommendations to the Committee: Framework for Potential Access Fee Pilot 10:10 a.m. Consideration and Discussion of Framework for Potential Access Fee Pilot 11:30 a.m.... Read More
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