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This roundtable is part of the SEC Crypto Task Force's ongoing series discussing crypto asset regulation. Register for in-person attendance. No registration is required to view the virtual webcast. The agenda and speakers will be posted at a later date. Those interested in being considered as... Read More
The Securities and Exchange Commission's Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets. The “Spring Sprint Toward Crypto Clarity” series will begin on March 21 with its inaugural roundtable, “How We Got Here and... Read More
Agenda - Meeting of SEC Small Business Capital Formation Advisory Committee (SBCFAC) Location: The public will be able to view on www.sec.gov Date: Tuesday, July 30, 2024 Time: 10:00 a.m. – 1:00 p.m. (ET) 10:00 Call to Order; Introductory Remarks by Commissioners 10:15 Committee Member Observations on the State... Read More
The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies (ACSEC) will hold a public meeting on Wednesday, September 13, 2017, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, NE, Washington, DC. The meeting will begin at 9:30 a.m. (ET)... Read More
The Securities and Exchange Commission and New York University will host a forum in September to examine the fast growing market for exchange-traded products and its implications for investors. The event, hosted by SEC’s Division of Economic and Risk Analysis and NYU’s Salomon Center for... Read More
SEC Headquarters, 100 F Street NE, Washington DC (accessible from Union Station) The Office of the Investor Advocate will host an Evidence Summit to discuss strategies for raising retail investors’ understanding of key investment characteristics such as fees, risks, returns, and conflicts of interest. The... Read More
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The agenda for the meeting includes: remarks from Commissioners; a... Read More
The Securities and Exchange Commission Investor Advisory Committee, established under Dodd-Frank, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee. The meeting will be held on Thursday, December 8, 2016 from 9:30 a.m.... Read More
Equity Market Structure Advisory Committee will hold a telephonic meeting on Friday, July 8, 2016. The meeting will begin at 2:00 p.m. (ET) and will be open to the public via webcast on the Commission’s website at www.sec.gov. On June 10, 2016, the Commission published... Read More
ASEC Committee Meeting 9:30 a.m. Co-Chairs call meeting to order Introductory Remarks by Chair Mary Jo White and Commissioner Kara Stein 10:00 a.m. Overview of the capital formation landscape for small and emerging companies 10:30 a.m. Presentations and discussion of data on the size and... Read More
The subject matter of the Open Meeting will be: The Commission will consider whether to adopt rules and forms related to the offer and sale of securities through crowdfunding under Section 4(a)(6) of the Securities Act of 1933, as mandated by Title III of the... Read More
The Securities and Exchange Commission today announced that its Equity Market Structure Advisory Committee will hold its first meeting on May 13. The meeting will focus on Rule 611 of SEC Regulation NMS, known as the “Order Protection Rule” or “Trade-through Rule.” Rule 611 requires... Read More
The Securities and Exchange Commission, in partnership with the U.S. Small Business Administration, today announced they will jointly host an event on November 19, a day prior to this year’s Government-Business Forum on Small Business Capital Formation, to inform small business owners and entrepreneurs about new... Read More
The meeting is scheduled for Tuesday, September 17th, 2013 to be held in the Multi-Purpose Room LL-006 at the SEC’s headquarters in Washington, DC. The meeting will commence at 9:30AM and will be live streamed on the SEC’s web site as well as being open... Read More
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