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SEC Asset Management Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

  The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More

SEC Advisory Committee on Small and Emerging Companies Meeting – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies (ACSEC) will hold a public meeting on Wednesday, September 13, 2017, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, NE, Washington, DC. The meeting will begin at 9:30 a.m. (ET)... Read More

SEC & NYU to Host Forum on Exchange Traded Products – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission and New York University will host a forum in September to examine the fast growing market for exchange-traded products and its implications for investors. The event, hosted by SEC’s Division of Economic and Risk Analysis and NYU’s Salomon Center for... Read More

Evidence Summit: Discovering How Investors, Think, Act & Save – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

SEC Headquarters, 100 F Street NE, Washington DC (accessible from Union Station) The Office of the Investor Advocate will host an Evidence Summit to discuss strategies for raising retail investors’ understanding of key investment characteristics such as fees, risks, returns, and conflicts of interest. The... Read More

SEC Investor Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The agenda for the meeting includes: remarks from Commissioners; a... Read More

SEC Investor Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission Investor Advisory Committee, established under Dodd-Frank, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee. The meeting will be held on Thursday, December 8, 2016 from 9:30 a.m.... Read More

SEC Equity Market Structure Advisory Committee – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

Equity Market Structure Advisory Committee will hold a telephonic meeting on Friday, July 8, 2016.  The meeting will begin at 2:00 p.m. (ET) and will be open to the public via webcast on the Commission’s website at www.sec.gov. On June 10, 2016, the Commission published... Read More

SEC Advisory Committee on Small and Emerging Companies – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

ASEC Committee Meeting 9:30 a.m. Co-Chairs call meeting to order Introductory Remarks by Chair Mary Jo White and Commissioner Kara Stein 10:00 a.m. Overview of the capital formation landscape for small and emerging companies 10:30 a.m. Presentations and discussion of data on the size and... Read More

Securities and Exchange Commission Open Meeting – Washington, DC

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The subject matter of the Open Meeting will be: The Commission will consider whether to adopt rules and forms related to the offer and sale of securities through crowdfunding under Section 4(a)(6) of the Securities Act of 1933, as mandated by Title III of the... Read More

SEC Equity Market Structure Advisory Committee

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission today announced that its Equity Market Structure Advisory Committee will hold its first meeting on May 13.  The meeting will focus on Rule 611 of SEC Regulation NMS, known as the “Order Protection Rule” or “Trade-through Rule.” Rule 611 requires... Read More

SBA – SEC Pre Small Business Forum Event

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The Securities and Exchange Commission, in partnership with the U.S. Small Business Administration, today announced they will jointly host an event on November 19, a day prior to this year’s Government-Business Forum on Small Business Capital Formation, to inform small business owners and entrepreneurs about new... Read More

SEC – Advisory Committee on Small and Emerging Companies.

SEC Multi-Purpose Room LL-006, Washington, DC, United States

The meeting is scheduled for Tuesday, September 17th, 2013 to be held in the Multi-Purpose Room LL-006 at the SEC’s headquarters in Washington, DC.  The meeting will commence at 9:30AM and will be live streamed on the SEC’s web site as well as being open... Read More