Broadridge Appoints Michael Alexander as President of Wealth Management

U.S.-based fintech Broadridge Financial Solutions announced on Monday it has appointed Michael Alexander as its President of Wealth Management. Broadridge reported that in this nearly created position Alexander will be responsible for bringing together the company’s wealth solutions into an integrated wealth management business that will address wealth management firms’ needs to transform their technology and business models.

Broadridge also noted that Alexander will take leadership of the Broadridge Wealth Platform, which is described as a next-generation open platform that is creating a modern, best-in-class industry-level wealth management technology solution. Speaking about Alexander’s appointment, Tom Carey, President of Global Technology and Operations, shared:

“Mike is a recognized leader in the financial services industry and has a passion for creating leading-edge, SaaS-based wealth management solutions. Mike will drive Broadridge’s efforts to enhance the advisor and client experience through a single platform that will be a foundation for the industry.”

Broadridge then added that prior to joining its team in 2006 Alexander was Senior Vice President of Operations at Charles Schwab. He is a member of the SIFMA Operations and Technology Steering Committee.



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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 22, 2026 vs Jan 1, 2025 - Oct 22, 2025

Share this graph
Number of Filings131Prior 125 +4.8%
Target Raise, Total$3.40BPrior $3.54B -3.9%
This YTDYear priorChange
Filings 131 125 +4.8%
Target raise $3.40B $3.54B -3.9%

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Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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