Regtech Software Provider iComply Lists in the FINRA Compliance Vendor Directory

Canadian regtech company iComply Investor Services announced on Wednesday its listing in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Director, which notably features vendors that offer products, solutions, and services to firms overseen by the U.S. regulator.

Founded in 2017, iComply claims to be the leading global compliance platform for digital finance. The company provides its clients with turnkey compliance automation by simplifying multi-jurisdictional requirements for non-face-to-face transactions to liberate capital, ideas, and opportunities.

“iComply enables the transparency, integrity, and accessibility required to make financial markets digitally accessible to everyone. We offer intelligent compliance management solutions in the form of institutional-grade identification and risk mitigation tools that support AML compliance for the entire customer lifecycle.”

iComply also claims that its compliance management solutions offer institutional-grade identification and risk mitigation tools that support the complete AML compliance lifecycle for clients in industries ranging from professional services to online banking, capital markets, payment processing, trading platforms, virtual assets, as well as government and enterprise.

Matthew Unger, CEO and Founder of iComply Investor Services, spoke about the listing by stating:

“iComply is dedicated to making the financial markets more robust, secure, and efficient. This listing in the FINRA Compliance Vendor Directory is an exciting moment in the company’s history as we continue to expand our client base and work with US firms to digitize their back office.”

iComply then added that the Compliance Vendor Directory features companies specializing in: compliance consulting, cybersecurity, data management, information archiving, exam prep & firm CE, insurance brokers, monitoring & surveillance, PCAOB registered accountants, and registration services.

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