SEC Files Fraud Charges Against Individual, Three Entities, for Selling Pre-IPO Shares to Retail Investors at Undisclosed Marked Up Prices
The Securities and Exchange Commission has charged an individual and three entities they controlled for selling pre-IPO shares at significant markups that were not disclosed. According to an SEC release, Andrew Spaventa and The Spaventa Group LLC, TSG Capital Advisors LLC, and TSG Alpha Partners… Read More
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