Tagged: boustead securities

May 19, 2023 @ 3:22 pm By JD Alois  |  

Announced last month,  Boustead Securities, a broker-dealer, now allows US-based investors to trade dual-listed securities on Upstream – part of MERJ Exchange. Upstream is a market providing liquidity for digital securities and is actively seeking firms interested in dual listings – IE companies trading on… Read More

April 27, 2023 @ 9:56 am By JD Alois  |  

MERJ Exchange, a Seychelles-based regulated exchange, has signed an Introducing Broker Referral Agreement with Boustead Securities, a FINRA regulated broker-dealer. The deal will allow US-based investors to trade dual-listed securities on Upstream – part of MERJ. Upstream is a retail trading platform powered by Horizon… Read More

February 5, 2018 @ 4:11 pm By Samantha Hurst  |  

On Monday, Boustead Securities, a California-based investment banking firm that advises clients on IPOs, mergers and acquisitions, capital raises, and restructuring assignments in a wide array of industries, geographies and transactions, and its affiliate, FinTech Clearing, announced it has appointed Robert Maley as its new senior managing… Read More

August 13, 2017 @ 12:21 pm By JD Alois  |  

Via Folio is out with a statement on their services that help non-traditional issuers manage both assets and investors. Via Folio provides a vital bridge between issuers in newer securities like Regulation A+, as created by the JOBS Act. Reg A+ has seen growing utilization… Read More

May 2, 2017 @ 9:46 pm By JD Alois  |  

Adomani ( proposed NASDAQ ticker is ADOM), a provider of zero-emission electric and hybrid vehicles and replacement drivetrains, has announced it has received in escrow subscriptions totaling in excess  of the $10.6 million minimum amount  for its Reg A+ offering. Solid investor interest means that… Read More