Tagged: regulation a

October 6, 2021 @ 10:12 pm By JD Alois  |  

Masterworks, an online investment platform that enables retail investors to invest in fractionalized art, has raised $110 million in a Series A funding round led by Left Lane Capital, along with Galaxy Interactive (a division of Galaxy Digital), Tru Arrow Partners, and others. Goldman Sachs… Read More

October 5, 2021 @ 10:42 am By JD Alois  |  

Fig Publishing is a unique investment crowdfunding platform that targets the gaming sector enabling investors the ability to generate income by backing video games. Fig was acquired by Republic in 2020, a leading online capital formation provider, that has expanded its verticals to encompass a… Read More

October 4, 2021 @ 9:00 am By Tony Zerucha  |  

Real estate tech firm reAlpha, which is targeting the $1.2 trillion short-term rental market, is raising up to $75,000,000 pursuant to Regulation A+. reAlpha’s common stock is now available for purchase at a price of $10 per share.  “We’re thrilled to offer Main Street investors… Read More

September 28, 2021 @ 4:52 pm By JD Alois  |  

Speaking at the opening of the SEC’s Small Business Capital Formation Committee meeting held earlier this week, Commissioner Hester Peirce shared her opinion on several key topics regarding access to investment opportunities and improvements for crowdfunding exemptions. The subject of the definition of an accredited… Read More

September 28, 2021 @ 4:11 pm By JD Alois  |  

StartEngine, a leading US based investment crowdfunding platform, held a webinar today to discuss the performance of its business. Hosted by co-founder and CEO Howard Marks, he shared some updated financial metrics on platform performance. StartEngine is in the midst of a Reg A+ securities… Read More

September 25, 2021 @ 10:47 am By Omar Faridi  |  

We recently connected with Steven Weinstein, the CEO of Seismic Capital Company, an early-stage growth investor that’s focused on identifying, guiding and nurturing firms that are looking meaningfully disrupt the space or industry they work in. Weinstein has reportedly been involved in the capital markets,… Read More

September 22, 2021 @ 10:36 am By JD Alois  |  

MicroVentures is a broker-dealer that raises capital under the various crowdfunding exemptions including Reg CF+, Reg D, and Reg A+. An early entrant into the sector, MicroVentures got its start catering to accredited investors but expanded its portfolio of services following the enactment of the… Read More

September 20, 2021 @ 10:09 pm By JD Alois  |  

StartEngine’s self-crowdfunding round is cruising towards its goal of raising $55 million. Launched at the end of August, StartEngine has now raised $7.324 million backed by over 4200 individual investors. StartEngine is utilizing the Reg A+ securities exemption, a process that allows the company to… Read More

September 10, 2021 @ 12:55 pm By Tony Zerucha  |  

Seismic Capital this week launched its Regulation A+ equity funding campaign following the qualification of its Form 1-A offering circular by the U.S. Securities and Exchange Commission. The offering is open to both accredited and non-accredited investors. The company’s portfolio management approach focuses on identifying startups whose business… Read More

August 30, 2021 @ 8:03 pm By JD Alois  |  

StartEngine, one of the largest investment crowdfunding platforms in the US, is raising money for itself once again using the Reg A+ securities exemption. StartEngine utilizes several securities exemptions to raise capital online including Reg A+ and Reg CF as well as Reg D (506c)…. Read More

August 27, 2021 @ 9:00 am By JD Alois  |  

NowRX, has returned to SeedInvest for its Series C funding round. According to the offering page, NowRX is raising capital at a pre-money valuation of $275 million. The size of the round is indicative of the ability for more mature firms to raise capital online…. Read More

August 19, 2021 @ 11:20 am By JD Alois  |  

tZERO, a regulated ATS for digital securities, has scheduled Exodus Movement to commence trading on September 14, 2021. As was previously reported, Exodus a non-custodial cryptocurrency software platform that aims to make cryptocurrency and digital assets easy for everyone, raised $75 million in a Reg… Read More

August 17, 2021 @ 1:42 pm By JD Alois  |  

Rialto Markets, a regulated alternative trading system (ATS), is looking to provide liquidity to the crowdfunding sector by enabling retail investors to sell or buy shares in securities issued under the Reg CF and Reg A+ exemptions. Rialto Markets CEO Shari Noonan says it is… Read More

August 16, 2021 @ 11:48 am By JD Alois  |  

The Securities and Exchange Commission (SEC) has charged HempAmericana its CEO, and six others with allegations of a penny stock fraud scheme. The SEC also charged certain of the participants with operating as unregistered dealers, and has obtained emergency relief to halt ongoing conduct. HempAmericana… Read More

August 12, 2021 @ 3:53 pm By JD Alois  |  

Trading in securities of private companies is growing in importance. While most private firms anticipate an exit event as being an initial public offering on an exchange or an acquisition by another firm – events like this tend to take quite some time, typically counted… Read More

August 2, 2021 @ 11:38 am By JD Alois  |  

tZERO ATS (alternative trading system) reports that it will list Exodus Movement, Inc. Class A common stock for secondary trading. Exodus issued securities under Reg A+, a securities exemption that allows the issuer to immediately trade shares on an exchange or ATS. Exodus closed its… Read More

June 30, 2021 @ 1:15 pm By Tony Zerucha  |  

Blockchain services and digital asset services company tZERO is working with real estate crowdfunding platform NYCE Group to digitize approximately $18 million of equity interest in NYCE. The process will begin should approvals be given in its upcoming Reg A+ offering. NYCE was founded by… Read More

June 29, 2021 @ 9:53 pm By Tony Zerucha  |  

Digital twin AI platform Cityzenith has joined forces with Rialto Markets’ new ATS. Rialto Markets will serve as deal manager for Cityzenith’s $15 million Regulation A+ raise. According to IBM, digital twins are virtual representations of objects or systems that span its entire lifecycle. Based… Read More

June 15, 2021 @ 10:00 am By JD Alois  |  

The US investment crowdfunding industry received a boost this year as the Securities and Exchange Commission (SEC) adjusted the securities exemptions that platforms and issuers utilize to raise growth capital online. Along with other improvements, key changes include the adjustment of Reg CF (Regulation Crowdfunding)… Read More

May 26, 2021 @ 6:00 am By JD Alois  |  

Virtuix, an augmented reality gaming platform that allows players to experience virtual worlds, has raised over $19 million from 6500+ investors in a Series A-2 funding round, according to a note from the company. The securities offering was listed on SeedInvest. Virtuix has previously received… Read More