Tagged: chief compliance officer

March 10, 2021 @ 7:49 am By Samantha Hurst  |  

Roostify, a U.S.-based digital lending platform, announced on Wednesday it has appointed Roger Fendelman as its first ever Chief Compliance Officer. According to Roosify, Fendelman has nearly 25 years of experience at the intersection of compliance and technology.  He will oversee the company’s governance, risk,… Read More

June 30, 2017 @ 9:42 am By Samantha Hurst  |  

Online lender for SMEs, Funding Circle, announced this week it expanded its U.S. leadership team by appointing Joanna Karger as U.S. Head of Capital Markets and Richard Stephenson as U.S. Chief Compliance Officer. Karger, who notably has 30 years of experience working in capital markets,… Read More

February 9, 2017 @ 1:13 pm By Samantha Hurst  |  

Equity crowdfunding platform for healthcare RedCrow announced on Thursday it has appointed former senior vice president and deputy general counsel to USAA, Chris Laia, as its new general counsel and chief compliance officer. According to RedCrow, Laia will oversee the platform’s legal operations and offer… Read More