Tagged: chief compliance officer

Funding Circle Expands in the U.S. By Appointing New CCO & Head of Capital Markets

Online lender for SMEs, Funding Circle, announced this week it expanded its U.S. leadership team by appointing Joanna Karger as U.S. Head of Capital Markets and Richard Stephenson as U.S. Chief Compliance Officer. Karger, who notably has 30 years of experience working in capital markets,… Read More

RedCrow Appoints Chris Laia As General Counsel & Chief Compliance Officer

Equity crowdfunding platform for healthcare RedCrow announced on Thursday it has appointed former senior vice president and deputy general counsel to USAA, Chris Laia, as its new general counsel and chief compliance officer. According to RedCrow, Laia will oversee the platform’s legal operations and offer… Read More

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