Minorities and the SEC Forum on Small Business

November 17, 2012 @ 3:15 pm By William Michael Cunningham

On November 15th, the SEC held a Forum on Small Business Capital Formation.

The first thing to notice about this lineup is that it includes no African Americans. None.

I think this is reflective of the Agency’s stance in a number of ways. We have written about this before, specifically on Aug 13, 2012, when I submitted a “Friend of the Court” brief in a case currently pending before the United States Court of Appeals for the Second Circuit.

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 22, 2026 vs Jan 1, 2025 - Oct 22, 2025

Number of Filings131Prior 125 +4.8%

Target Raise, Total$3.40BPrior $3.54B -3.9%

	This YTD	Year prior	Change
Filings	131	125	+4.8%
Target raise	$3.40B	$3.54B	-3.9%

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Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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