Speech Delivered by SEC Chairman Elisse Walter for Australian Securities and Investments Commission Forum

SECAttached is the speech, in it’s entirety, as delivered by SEC Chairman Elisse Walter, presented to the Australian Securities and Investment Commission (ASIC) which was done by video conference yesterday for the event occurring in Sydney Australia.  While no mention of crowdfunding was directly included in this hot button topic, Chairman Walter did touch upon 506 private placements.  Largely the theme of the speech was a statement on the demand for greater international co-operation for financial regulators.

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