Webcast: The SEC’S Crowdfunding Proposal– A Preliminary Look (Video)

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Recorded video is posted below.

As previously reported on Crowdfund Insider the Business Law Section and the International Section of  the New York State Bar Association (NYSBA) is hosting a live program and webcast in New York City on December 11, 2013, to review crowdfunding.

The event commences at 12 Noon with the presentations beginning at 12:30PM.

The event is being organized by Jay Hack, Chair of the NYSBA Business Law Section and Georgia Quinn, a Securities Attorney at Seyfarth Shaw.

The webcast may be viewed here, along with the associated slides, or you may view the live streaming of the event below.

Expected Topics Include:

  • Issuers and Investors: Who can make a crowdfunding offering and who can participate as a crowdfunding investor?
  • The Crowdfunding Offering: What are the disclosure requirements on issuer, financial statement requirements, integration with other offerings and related issues?
  • The Intermediaries: Crowdfunding portals, broker/dealers and trading issues.
  • Crowdfunding in Action: Practical implementation, costs and liabilities.
  • Questions and Answers – including remote email Q&A by those watching the webcast. If time permits.

Panelists Include:   

  • Leila Bham, Esq., Securities and Exchange Commission Trading and Markets Division
  • Doug Ellenoff, Esq., Ellenoff Grossman & Schole LLP, known to many as “Mr. Crowdfunding”
  • Kiran Lingam, Esq., General Counsel at SeedInvest, a crowdfunding portal
  • Georgia Quinn, Esq., Seyfarth Shaw, LLP, member, Securities Regulation Committee, Business Law Section
  • Jay L. Hack, Esq., Gallet Dreyer & Berkey, LLP, Chairman, Business Law Section, New York State Bar Association
  • Azish Filabi, Esq., Assistant Vice President and Ethics Officer, Federal Reserve Bank of New York



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