Webcast: The SEC’S Crowdfunding Proposal– A Preliminary Look (Video)

NYSBA Logo

Recorded video is posted below.

As previously reported on Crowdfund Insider the Business Law Section and the International Section of  the New York State Bar Association (NYSBA) is hosting a live program and webcast in New York City on December 11, 2013, to review crowdfunding.

The event commences at 12 Noon with the presentations beginning at 12:30PM.

The event is being organized by Jay Hack, Chair of the NYSBA Business Law Section and Georgia Quinn, a Securities Attorney at Seyfarth Shaw.

The webcast may be viewed here, along with the associated slides, or you may view the live streaming of the event below.

Expected Topics Include:

  • Issuers and Investors: Who can make a crowdfunding offering and who can participate as a crowdfunding investor?
  • The Crowdfunding Offering: What are the disclosure requirements on issuer, financial statement requirements, integration with other offerings and related issues?
  • The Intermediaries: Crowdfunding portals, broker/dealers and trading issues.
  • Crowdfunding in Action: Practical implementation, costs and liabilities.
  • Questions and Answers – including remote email Q&A by those watching the webcast. If time permits.

Panelists Include:   

  • Leila Bham, Esq., Securities and Exchange Commission Trading and Markets Division
  • Doug Ellenoff, Esq., Ellenoff Grossman & Schole LLP, known to many as “Mr. Crowdfunding”
  • Kiran Lingam, Esq., General Counsel at SeedInvest, a crowdfunding portal
  • Georgia Quinn, Esq., Seyfarth Shaw, LLP, member, Securities Regulation Committee, Business Law Section
  • Jay L. Hack, Esq., Gallet Dreyer & Berkey, LLP, Chairman, Business Law Section, New York State Bar Association
  • Azish Filabi, Esq., Assistant Vice President and Ethics Officer, Federal Reserve Bank of New York



Sponsored Links by DQ Promote

 

 

Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Nov 4, 2026 vs Jan 1, 2025 - Nov 4, 2025

Share this graph
Number of Filings134Prior 129 +3.9%
Target Raise, Total$3.45BPrior $3.59B -3.8%
This YTDYear priorChange
Filings 134 129 +3.9%
Target raise $3.45B $3.59B -3.8%

Sponsored by the Crowded Media Group the leading digital news service covering the global Fintech Industry, including digital assets, crowdfunding, tokenization, and other innovations in capital markets. email us @CrowdfundInside

Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

0 0 votes
Article Rating
Subscribe
Notify of
guest

This site uses Akismet to reduce spam. Learn how your comment data is processed.

0 Comments
Newest
Oldest Most Voted
 
0
Would love your thoughts, please comment.x
()
x
Send this to a friend