Brief: SEC Investor Advisory Committee Meets on April 9th

SEC Securities and Exchange Commission GreenThe Investor Advisory Committee is scheduled to meet at the offices of the SEC this week on Thursday, April 9th from 9:30 a.m. until 4:00 p.m.  The meeting will be webcast on the Commission’s website.

The agenda, as distributed by the SEC, is published below.

Agenda: April 09, 2015, Meeting of the Securities and Exchange Commission Investor Advisory Committee

9:30 – 10:00 a.m. Welcome Remarks and Continental Breakfast
10:00 – 10:05 a.m. Approval of Minutes
10:05 – 10:20 a.m. Nomination of Candidates for Officer Positions to Become Available Upon Expiration of Current Three-Year Terms
10:20 – 10:50 a.m. Discussion of CFTC Investor Behavior Survey Results
10:50 – 11:20 a.m. Discussion of Background Checks as a Means to Address Elder Financial Abuse (which may include a recommendation)
11:20 – 11:50 a.m. Discussion of Proxy Access and Staff Review of Rule 14a-8(i)(9) Under the Securities Exchange Act of 1934 (which may include a recommendation)
11:50 – 1:30 p.m. Non-Public Subcommittee Meetings and Lunch
1:30 – 1:45 p.m. Election of Officers for New Three-Year Terms Effective June 12, 2015
1:45 – 2:15 p.m. Update on SEC Proxy Voting Roundtable
2:15 – 3:00 p.m. Update on Recommendations of the SEC Advisory Committee on Small and Emerging Companies
3:00 – 3:30 p.m. Subcommittee Reports
3:30 p.m. Adjourn

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