The Equity Market Structure Advisory Committee will be holding a public meeting next week at the SEC. The meeting will be live streamed and available by visiting the SEC web site.
The agenda is presently scheduled to address Rule 611 of SEC Regulation NMS.
Regulation NMS, or National Market System, is the initiative that took once highly fragmented exchanges that used to operate in the US and created a single market system. This was enacted to assure traders were receiving the best bid or offer on a security. The topic of 611 has to do with “trade through exemptions” regarding conditional trading where traders combine a security and a derivative or several derivatives as part of a multi-component transaction.
The meeting will take place on Wednesday, May 13th and begin at 9:30AM.
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Reg A - Form 1-A Filings Beta
Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.
YTD: Jan 1, 2026 - Oct 19, 2026 vs Jan 1, 2025 - Oct 19, 2025
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Number of Filings129Prior 123 +4.9%
Target Raise, Total$3.37BPrior $3.45B -2.2%
This YTD
Year prior
Change
Filings
129
123
+4.9%
Target raise
$3.37B
$3.45B
-2.2%
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This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.
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The Equity Market Structure Advisory Committee will be holding a public meeting next week at the SEC. The meeting will be live streamed and available by visiting the SEC web site.
