SEC Investor Advisory Committee Schedules Public Meeting on April 14th

Investor Advisory Committee MissionThe next meeting of the Investor Advisory Committee (IAC) is scheduled to take place at the offices of the Securities and Exchange Commission on April 14th. As always, the meeting is open to the public but most of the proceedings will be live-streamed on the SEC web site.

The IAC was mandated under Dodd-Frank to advise the Commission on securities regulations, disclosure, investor protection, market integrity and other areas the committee sees fit to discuss.  Some of the issues the IAC has reviewed in the past include, the definition of an Accredited Investor, decimalization / tick sizes, general solicitation and crowdfunding  The published agenda, reproduced below, includes a reflection on the first full Mary Jo White at IACterm of committee appointees. While the IAC has no rule-making power the Commission does look to the participants for feedback and perspective beyond the walls of the F Street HQ.

Current Chairman of the IAC is Kurt Schacht from the CFA Institute. Expect Chair Mary Jo White and other Commissioners to make an appearance and to contribute a public statement regarding the issues on the agenda.


 

Meeting of the SEC Investor Advisory Committee Agenda

9:30–9:55 a.m. Welcome Remarks and Continental Breakfast

9:55–10:00 a.m. Approval of Minutes of Previous Meeting

10:00–11:00 a.m. Discussion of a Recommendation of the Investor as Purchaser Subcommittee Regarding Mutual Fund Cost Disclosure

11:00–12:00 p.m. Update from the SEC’s Office of Compliance Inspections and Examinations

12:00–1:45 p.m. Lunch/Non-Public Administrative Session

1:45–2:00 p.m. Subcommittee Reports

2:00–3:00 p.m. Discussion Regarding Cybersecurity and Related Investor Protection Concerns

3:00–3:45 p.m. The Investor Advisory Committee Turns Four: Reflections on the First Full Term of Investor Advisory Committee Membership

3:45 p.m. Adjourn

 



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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 22, 2026 vs Jan 1, 2025 - Oct 22, 2025

Share this graph
Number of Filings130Prior 125 +4.0%
Target Raise, Total$3.37BPrior $3.54B -4.7%
This YTDYear priorChange
Filings 130 125 +4.0%
Target raise $3.37B $3.54B -4.7%

Sponsored by the Crowded Media Group the leading digital news service covering the global Fintech Industry, including digital assets, crowdfunding, tokenization, and other innovations in capital markets. email us @CrowdfundInside

Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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