SEC Releases Agenda for Advisory Committee on Small and Emerging Companies

SECAgenda Includes Important Issues Regarding Jobs Act Implementation.

The Securities and Exchange Commission has released the agenda for their meeting of the Advisory Committee on Small and Emerging Companies to be held on Tuesday, September 17, 2013.

The discussion is expected to include the final rules adopted by the Commission in July to eliminate the general solicitation ban and disqualify bad actors from certain securities offerings and its proposal for further amendments to Regulation D.  The Advisory Committee also is expected to discuss the impact of the Jumpstart Our Business Startups (JOBS) Act and steps to facilitate capital formation by smaller public companies and emerging privately held companies.

The meeting will begin at 9:30 a.m. in the multi-purpose room at the SEC’s headquarters in Washington, D.C.  The public is welcome to attend with seating available on a first-come, first-served basis.  The meeting will be webcast live on the SEC website and will be archived for later viewing.

Members of the public who wish to provide their views on the matters to be considered by the Advisory Committee may submit comments electronically or on paper.  Please submit comments using one method only.  Information that is submitted will become part of the public record of the meeting.

Electronic submissions:

Use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.

Paper submissions:

Send paper submissions in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-1090.

All submissions should refer to File Number 265-27, and the file number should be

 

 

 

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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 25, 2026 vs Jan 1, 2025 - Oct 25, 2025

Share this graph
Number of Filings131Prior 126 +4.0%
Target Raise, Total$3.40BPrior $3.54B -3.9%
This YTDYear priorChange
Filings 131 126 +4.0%
Target raise $3.40B $3.54B -3.9%

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Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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