Tagged: commissioner kara m stein

SEC Commissioner Stein Talks Blue Sky, JOBS Act in Speech to NASAA

April 8, 2014 @ 7:02 pm By JD Alois |

In a double header day, SEC Commissioner Kara M. Stein also addressed the North American Securities Administrators Association (NASAA) at their 2014 Public Policy conference in Washington, DC. Introduced by NASAA President Andrea Seidt from Ohio, Commissioner Stein dove right in to addressing the pressing… Read More

Read more in: General News, Politics, Legal & Regulation | Tagged blue sky, commissioner kara m stein, fraud, general solicitation, jobs act, nasaa, north american securities administrators association, regulation a, sec, title II, title III, title iv

Commissioner Stein On Equity Crowdfunding, Proposed Rules

October 23, 2013 @ 12:38 pm By Charles Luzar |

Here are Commissioner Kara M. Stein’s comments on proposed rules for equity crowdfunding. I’d like to echo my fellow Commissioners in thanking the staff. The proposing release before us today reflects excellent and clearly cross-divisional work on an important and challenging topic, and I commend… Read More

Read more in: Uncategorized | Tagged commissioner kara m stein, equity, jobs act, non-accredited investors, proposed rules, sec