Tagged: herrick feinstein

January 22, 2025 @ 6:10 pm By JD Alois  |  

This past week, the Securities and Exchange Commission (SEC) announced a new Crypto Task Force established with the mission of creating a regulatory framework for digital assets. After years of regulation by enforcement, the SEC is finally doing its job. The change arrived with the departure of Gary Gensler as… Read More

September 5, 2024 @ 8:00 pm By JD Alois  |  

Last week, OpenSea, a popular NFT [non-fungible token] marketplace, revealed that it had received a Wells Notice from the Securities and Exchange Commission (SEC). The missive indicates a good probability of a forthcoming enforcement action against the firm. While NFTs are largely aligned with digital… Read More

July 13, 2023 @ 6:47 pm By JD Alois  |  

As was reported earlier today, the courts have issued a ruling on the Ripple-XRP lawsuit filed by the US Securities and Exchange Commission. In brief, the courts have filed an order that was a partial victor for Ripple and its executives. CI has received multiple… Read More

July 27, 2022 @ 7:41 pm By JD Alois  |  

In the past week, CI has reported on the enforcement action initiated by the Securities and Exchange Commission (SEC), involving a former Coinbase (NASDAQ:COIN) manager and two partners regarding allegations of insider trading. According to the SEC’s complaint, non-public information was accessed prior to release,… Read More