Tagged: hr 5421

NASAA Criticizes National Securities Exchange Regulatory Parity Act as Undermining State Authority

July 16, 2016 @ 7:35 pm By JD Alois |

The North American Securities Administrator Association (NASAA), the lobbying group for state securities regulators, published a comment last week regarding the passage of the National Securities Exchange Regulatory Parity Act (HR 5421). NASAA appears ready to battle the legislation, which passed on a voice vote… Read More

National Securities Exchange Regulatory Parity Act Passes House on Voice Vote

July 13, 2016 @ 4:19 pm By JD Alois |

The National Securities Exchange Regulatory Parity Act (HR 5421) passed the House of Representatives yesterday on a voice vote. It previously was approved by the House Financial Services Committee on a vote of 47-12 last month. The bill will alter how the SEC regulates exchanges. The… Read More