The North American Securities Administrator Association (NASAA), the lobbying group for state securities regulators, published a comment last week regarding the passage of the National Securities Exchange Regulatory Parity Act (HR 5421). NASAA appears ready to battle the legislation, which passed on a voice vote… Read More
The National Securities Exchange Regulatory Parity Act (HR 5421) passed the House of Representatives yesterday on a voice vote. It previously was approved by the House Financial Services Committee on a vote of 47-12 last month. The bill will alter how the SEC regulates exchanges. The… Read More
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