Filing volume digest
Since Thursday’s 5 PM ET check through Friday about 4 PM ET (EDGAR live feed): 180 new Form D and 102 Form D/A notices, 3 new Reg CF Form Cs (two on Wefunder, one on Climatize), 3 Form C-AR annual reports, and 4 Reg A filings (a Form 1-A POS from DealMaker-backed Doroni Aerospace and three Rule 253(g)(2) offering circulars, two with DealMaker Securities as broker-dealer); no new Form 1-A offerings or Reg CF amendments. Standouts: Austin hardware AI startup Nominal, which announced a $240 million Series C on Nov. 9, filed two Form Ds reporting about $238.8 million in equity sold ($170.5 million and $68.3 million), with no broker listed; Ares Management’s special situations fund Ares SSG Capital Partners VII and its feeder filed annual Form D amendments reporting about $3.58 billion sold combined ($2.166 billion and $1.416 billion, up from no sales a year ago), with Ares Management Capital Markets listed for sales compensation; Triatomic Capital filed four Form Ds reporting about $397.5 million sold across its Fund II family, led by $297.0 million from 120 investors in Triatomic Capital Private II, with no broker listed; AEH Investors, a New York private equity vehicle filed in care of DFW Capital Partners, reported $221.4 million sold to 11 investors in a new notice, with no broker listed; Boston private equity co-invest vehicle Yellow Wood Navigate Co-Invest reported $195.0 million sold to 10 investors in a new notice, with no broker listed; Tara Emerging Asia Liquid Fund (US) reported $257.8 million sold to 72 investors in a new notice; Mauritius-based Estee India Fund reported $82.1 million sold to 88 investors, with Kotak Mahindra listed for sales compensation; hedge fund Berlin Power Partners reported $80.1 million from 103 investors; 12 Flags Consumer Fund II reported $76.8 million sold; humanoid robot maker Andromeda Robotics reported $30.0 million sold toward a $75 million equity round; Col Ventures Fund I reported $30.3 million toward a $60 million fund; 8 Mercer Opportunities TML reported $28.65 million sold; DLFF 26A, a series of CGF2026 LLC, reported $23.0 million from 139 investors; Tribe Capital Firstlook APP-03 reported $20.5 million sold to 8 investors; Florida plastics technology company Timeplast filed its final Reg A offering circular for up to about $25.0 million at $4.93 a share after SEC qualification on Nov. 10, with DealMaker Securities as broker-dealer of record; TerraCycle US raised the price in its DealMaker-backed Reg A offering to $7.02 a share from $6.91; StartEngine Private Funds’ Series 25-1 filed a new Rule 506(c) notice for up to $3.58 million with $249,104 sold to 5 investors; Wahed Real Estate Fund I filed a Reg A offering circular supplement disclosing a $293,000 single-family home purchase in Bessemer, Alabama, and a $0.112-a-share dividend; on Wefunder, BBQ Tools opened a Reg CF raise of up to $1 million and GIO’S Outdoors one of up to $124,000; and on Climatize, Maitland, Florida-based Solar Development Group opened a Reg CF debt raise targeting $260,000 (up to $295,000). JLLX Lake Howell, DST filed a new notice for up to $64.8 million with $23.9 million sold, with LaSalle Investment Management Distributors listed for sales compensation, and Arkansas bank holding company First Service Bancshares reported $29.0 million sold to 30 investors (Performance Trust Capital Partners). Two Denver entities, Savorexi Capital and Vantrex Digital Markets, each filed new Rule 506(c) notices for up to $100 million with no sales yet, BLX Lot 5 Fund filed a new notice for up to $100 million with no sales yet, and a CVC Credit Partners European Direct Lending Fund V co-invest vehicle filed a new notice with no sales yet. Friday amendments: Stockbridge Niche Logistics Fund reported about $1.216 billion sold and Hong Kong-managed Kontiki Offshore Fund about $1.013 billion, both slightly up from a year ago; Glide Path Solutions TE 2026 reported $624.4 million sold and HarbourVest Senior Credit Secondaries Fund and its parallel fund $609.4 million and $469.5 million, all up from no sales in their initial notices; Fidelity Evergreen Private Credit Master Fund reported $347.4 million (Fidelity Brokerage Services listed); Diameter Capital Partners’ hedge funds Diameter Onshore Fund and Diameter Offshore Fund reported about $2.15 billion and $1.36 billion sold, both slightly up from a year ago; FBRG Fund I reported $68.8 million sold to 86 investors toward $71.2 million, up from $4.0 million in 2023; Crescent Credit Solutions IXB, SCSp reported about $1.54 billion sold to 46 investors, one of seven Crescent Credit Solutions IX entities to amend; Merit Capital Fund VIII reported $516.2 million sold toward a $550 million target, up from no sales a year ago; Litera Holdco reported $451.3 million from 35 investors, up from $386.6 million; Carlyle CLO Coinvestors reported $378.8 million; Shorecliff Pacific reported about $2.68 billion sold to 2 investors, up from about $2.02 billion a year ago; Crescent Credit Solutions IX reported $372.6 million from 16 investors, up from $346.5 million; Ashoka WhiteOak Emerging Markets Equity Ex China Fund reported $250.0 million, double the $125.0 million in its first notice; Pantera Bitcoin Fund reported about $137.2 million sold to 141 investors, little changed from a year ago; Marshall Wace’s MW Eureka (US) Fund reported about $2.32 billion sold to 222 investors, DL Partners A Fund about $193.4 million, 599 Fund $130.8 million, Lion Point Associates $564.0 million from 60 investors, Lasker Fund $514.7 million, Active Ownership Fund $357.5 million, Lingotto Intersection Offshore Concentrated Long Fund $230.0 million, Rhino Small-Cap Financial Fund $180.6 million (Boomerang Capital listed for sales compensation), C/M Capital Onshore Fund $88.4 million and EB5 United Big Sky V $85.0 million of $120 million (InvestAmerica); Austin tech company Vikta Holdings reported $75.0 million sold to 101 investors, essentially filling its $75 million equity round with no broker listed, and USEDC 2026 Drilling Fund 2 updated its $250 million oil and gas offering ($100,000 sold so far). New C-ARs: StartEngine-backed R3 Printing (revenue $0, net loss $772.3K for FY2025) and Honeycomb-backed 3 Rivers Outdoor Co, which filed catch-up reports including FY2025 (revenue $568.8K, net income $6.4K). Offering amounts are maximums, not money raised.
DFW Capital Partners-linked AEH Investors reports $221.4M sold to 11 investors in a new Form D; no broker listed
Form D (new) · Reg D, Section 3(c)(7) · Pooled investment fund (private equity) · $221,413,000 offered and sold to 11 investors · First sale Nov 9, 2026 · No sales compensation or broker listed · New York, New York · Filed Nov 13, 2026, 3:55 PM ET
AEH Investors, LLC, a New York private equity vehicle whose filing lists its address in care of DFW Capital Partners and names DFW VIII-GP, LLC among its related persons, filed a new Form D late Friday reporting $221.4 million sold to 11 investors, the full offering amount, with the first sale on Nov. 9. No broker or sales compensation is listed. It ranks among the largest new Form D notices on EDGAR today.
Outline: (1) New Form D shows a fully sold $221.4M private equity vehicle with 11 investors and a Nov. 9 first sale; (2) Who is behind it: the filing is c/o DFW Capital Partners, with DFW VIII-GP, LLC and three individuals listed as related persons; (3) No broker listed, consistent with a direct placement; (4) How it ranks among today’s Reg D notices. Source: SEC EDGAR.
Hardware AI startup Nominal files two Form Ds reporting about $238.8M sold, days after its $240M Series C; no broker listed
2 Form Ds (new) · Reg D Rule 506(b) · Equity · $171,500,000 offered, $170,499,805 sold to 25 investors (first sale Sep 25, 2026) · $68,500,000 offered, $68,299,814 sold to 15 investors (first sale Oct 26, 2026) · No broker or sales commissions listed · Signed by CEO Cameron McCord; related persons include Alfred Lin · Austin, Texas · Filed Nov 13, 2026, 1:14 and 1:23 PM ET
Nominal, Inc., the Austin-based startup building an AI platform for hardware engineering and testing, filed two new Form Ds on Friday reporting about $238.8 million in equity sold ($170.5 million to 25 investors and $68.3 million to 15 investors). The notices follow Nominal’s Nov. 9 announcement of a $240 million Series C at a $3 billion valuation, led by Lightspeed Venture Partners and co-led by Insight Partners. No broker is listed. It is one of the largest operating-company Form D filings on EDGAR today.
Outline: (1) Two new Form Ds show about $238.8M of equity sold, matching the scale of Nominal’s announced $240M Series C; (2) The company: Austin-based AI platform for hardware engineering and test data, customers include defense contractors; (3) Investor roster per the company: Lightspeed, Insight Partners, Founders Fund, Sequoia, Lux and others; (4) No broker listed, typical of a VC-led round; (5) Valuation jump to $3B from $1B in March. Sources: SEC EDGAR; Nominal and TechCrunch announcements (Nov. 9, 2026).
Timeplast opens a DealMaker-backed Reg A offering of up to $25.0M at $4.93 a share after SEC qualification
Form 253G2 (final offering circular) · Reg A · Common stock at $4.93 per share plus 3.0% processing fee · Up to 5,071,795 company shares (about $25.0M) plus 109,871 selling-stockholder shares (up to $541,664) and up to 906,791 bonus shares · Minimum investment 200 shares ($986) · Broker-dealer of record: DealMaker Securities LLC · Qualified Nov 10, 2026 · Winter Springs, Florida · Filed Nov 13, 2026, 2:00 PM ET
Winter Springs, Florida plastics technology company Timeplast filed its final Reg A offering circular on Friday after the SEC qualified the offering on Nov. 10. It is offering up to about $25.0 million of common stock at $4.93 a share, plus a small selling-stockholder portion and bonus shares for eligible investors, with DealMaker Securities as broker-dealer of record and a $986 minimum investment. The circular also notes an earlier Reg CF round that involved StartEngine.
Outline: (1) SEC qualified Timeplast’s Reg A offering on Nov. 10; final circular filed Nov. 13; (2) Terms: up to about $25.0M at $4.93 a share, bonus shares, $986 minimum, 3.0% processing fee, investor voting proxy to the CEO; (3) Platform: DealMaker Securities as broker-dealer of record; (4) Crowdfunding history: an earlier Reg CF round involving StartEngine; (5) Company formed in 2013 with limited revenue to date. Source: SEC EDGAR.
Yellow Wood Navigate Co-Invest reports $195.0M sold to 10 investors in a new Form D; no broker listed
Form D (new) · Reg D, Section 3(c)(7) · Pooled investment fund (private equity) · $195,000,000 offered and sold to 10 investors · No sales compensation or broker listed · Boston, Massachusetts · Filed Nov 13, 2026, 12:43 PM ET
Yellow Wood Navigate Co-Invest, L.P., a Boston private equity co-investment vehicle formed in 2026, filed a new Form D on Friday reporting $195.0 million sold to 10 investors, with the full offering amount already sold. No broker or sales compensation is listed. It is one of the largest new Form D notices on EDGAR so far today.
Outline: (1) New Form D shows a fully sold $195.0M private equity co-invest vehicle with 10 investors; (2) Who is behind it: the general partner entities share a Boston address at One International Place; (3) No broker listed, consistent with a direct placement to existing LPs; (4) How it ranks among today’s Reg D notices. Source: SEC EDGAR.
StartEngine Private Funds’ Series 25-1 files a new Rule 506(c) Form D for up to $3.58M, with $249K sold
Form D (new) · Reg D Rule 506(c) · Equity · Platform: StartEngine (StartEngine Private Funds LLC) · Up to $3,576,000 offered, $249,104 sold to 5 investors · Minimum investment $49,992 · Burbank, California · Filed Nov 13, 2026, 1:03 PM ET
Series 25-1, a series of StartEngine Private Funds LLC, filed a new Form D on Friday for a Rule 506(c) equity offering of up to $3.58 million, reporting $249,104 sold to 5 investors so far and a $49,992 minimum investment. The Burbank-based series is part of StartEngine’s private funds vehicle for accredited investors, separate from its Reg CF and Reg A offerings.
Outline: (1) New StartEngine Private Funds series files a 506(c) Form D for up to $3.58M; (2) Early traction: $249,104 from 5 investors, $49,992 minimum; (3) How StartEngine’s accredited-investor private funds fit next to its Reg CF and Reg A platform; (4) What to watch in later amendments. Source: SEC EDGAR.
Recent Annual Reports (Form C-AR)
3 Rivers Outdoor Co
Filed 2026-11-13 · FY 2025 · Honeycomb Portal LLC
- Revenue
- $568.8K
- Net income
- $6.4K
- Total assets
- $226.5K
- Employees
- 4
3 Rivers Outdoor Co filed its annual report reporting revenue of $568.8K (-12% vs $645.8K the prior year) and net income of $6.4K for fiscal year 2025, with $226.5K in total assets and 4 employees.
View on EDGAR →
3 Rivers Outdoor Co
Filed 2026-11-13 · FY 2023 · Honeycomb Portal LLC
- Revenue
- $676.5K
- Net income
- $97.7K
- Total assets
- $259K
- Employees
- 4
3 Rivers Outdoor Co filed its annual report reporting revenue of $676.5K (-7% vs $730.7K the prior year) and net income of $97.7K for fiscal year 2023, with $259.0K in total assets and 4 employees.
View on EDGAR →
Experfy, Inc.
Filed 2026-11-12 · FY 2026 · StartEngine Capital, LLC
- Revenue
- $7.34M
- Net income
- -$2.4K
- Total assets
- $395.7K
- Employees
- 28
Experfy, Inc. filed its annual report reporting revenue of $7.3M (+61% vs $4.6M the prior year) and a net loss of $2.4K for fiscal year 2026, with $395.7K in total assets and 28 employees.
View on EDGAR →
R3 Printing, Inc.
Filed 2026-11-12 · FY 2025 · StartEngine Capital, LLC
- Revenue
- $0
- Net income
- -$772.3K
- Total assets
- $716.4K
- Employees
- 3
R3 Printing, Inc. filed its annual report reporting revenue of $0 and a net loss of $772.3K for fiscal year 2025, with $716.4K in total assets and 3 employees.
View on EDGAR →
Simplify Genomics, Inc.
Filed 2026-11-12 · FY 2024 · Wefunder Portal LLC
- Revenue
- $1.48M
- Net income
- -$1.48M
- Total assets
- $5.07M
- Employees
- 4
Simplify Genomics, Inc. filed its annual report reporting revenue of $1.5M (+2% vs $1.5M the prior year) and a net loss of $1.5M for fiscal year 2024, with $5.1M in total assets and 4 employees.
View on EDGAR →
Data generated: 2026-11-13T21:11:14+00:00
