Tagged: jason nagi

Digital Assets: What to Do When the SEC Comes Calling

January 26, 2020 @ 10:17 am By JD Alois |

Last week, the Wall Street Blockchain Alliance (WSBA), in partnership with the global law firm of Linklaters, hosted a forum on dealing with investigations or inquiries from the Securities and Exchange Commission (SEC). Enforcement actions or investigations by the SEC in the world of securities… Read More

Read more in: Blockchain & Digital Assets, Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged jason gottlieb, jason nagi, joshua ashley klayman, linklaters, orrick, polsinelli, ron quaranta, wall street blockchain alliance

On Being Open and Honest With Regulators: The Gladius Network Cease & Desist Order and the SEC’s Map for ICO Remediation

March 24, 2019 @ 10:00 am By Jason A. Nagi |

For the third time since November 2018, on February 20, 2019, the SEC issued a cease and desist order relating to an initial coin offering (ICO) which set forth the steps for remediation of an unregistered securities offering, this time for Gladius Network, LLC (the… Read More

Read more in: Featured Headlines, Blockchain & Digital Assets, Opinion, Politics, Legal & Regulation | Tagged airfox, enforcement, gladius, ico, initial coin offering, jason nagi, paragon, perspective, polsinelli, sec, securities and exchange commissionn