Tagged: jason gottlieb

Digital Assets: What to Do When the SEC Comes Calling

Last week, the Wall Street Blockchain Alliance (WSBA), in partnership with the global law firm of Linklaters, hosted a forum on dealing with investigations or inquiries from the Securities and Exchange Commission (SEC). Enforcement actions or investigations by the SEC in the world of securities… Read More

Attorney on SEC Crypto Exchange Enforcement Action: “Settlement May Be Only the First”

Today, the first enforcement action was taken by the Securities and Exchange Commission (SEC) against a cryptocurrency exchange; EtherDelta. Prior to this, the SEC had only targeted issuers and promoters of crypto – largely for fraud and selling unregistered securities.  While the action against EtherData is… Read More

The SEC Goes Hot with ICO Subpoenas but are Regulators “on Shaky Legal Ground?”

The fact the Securities and Exchange Commission has been issuing subpoenas to initial coin offering (ICOs) issuers has been rumored for quite some time. Recently, multiple publications, including Crowdfund Insider, revealed this fact. The SEC has been warning of this sort of activity for many months… Read More

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