Tagged: regulation s-k

August 25, 2020 @ 12:27 pm By JD Alois  |  

Tomorrow, the Securities and Exchange Commission (SEC) will reveal any changes to Regulation S-K. A proposal by the Commission was introduced in 2019. According to the meeting notice, the Commission will consider: “whether to adopt amendments to modernize the description of business, legal proceedings, and… Read More

August 21, 2020 @ 3:33 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has scheduled an open meeting of the Commission to address several regulatory issues including an update to the current definition of an Accredited Investor. Regarding the Accredited Investor definition the SEC states it will consider: “whether to adopt amendments… Read More

July 13, 2016 @ 2:36 pm By JD Alois  |  

The Securities and Exchange Commission proposed rules today to streamline and simplify certain disclosure requirements to “eliminate redundant, overlapping, outdated, or superseded provisions.” SEC Chair Mary Jo White commented on the proposal; “The proposed amendments address outdated and redundant disclosure requirements while continuing to require… Read More