The U.S. Securities and Exchange Commission (SEC) will hold a public roundtable in September to discuss preparations for round-the-clock trading in American equities, as exchanges and brokers move to give global investors nearly continuous access to the world’s largest stock market. The Sept. 17 roundtable… Read More
Read more in: Politics, Legal & Regulation | Tagged sec, securities and exchange commission, trading
The cost of being a public company has risen dramatically in recent years. This cost, mainly due to compliance, is a big reason why there are fewer and fewer public firms. In recognition of this challenge, the Securities and Exchange Commission (SEC) has proposed new… Read More
Read more in: Politics, Legal & Regulation | Tagged sec, securities and exchange commission
The US Securities and Exchange Commission (SEC) is now said to be actively exploring a potential overhaul of corporate disclosure rules by potentially scrapping the long-standing requirement for mandatory quarterly earnings reports among American companies. According to an update from The Wall Street Journal, regulators… Read More
Read more in: Politics, Legal & Regulation | Tagged disclosure, reporting, sec, securities and exchange commission
In the latest Capital Ideas episode, hosts Nick Morgan, Dara Albright, and Mark Hiraide of the Investor Choice Advocates Network (ICAN) sat down with Cliff Winston, a non-resident senior fellow at the Brookings Institution, to discuss his recent book, Market Corrections, Not Government Interventions: A… Read More
Read more in: Politics, Legal & Regulation, Opinion | Tagged Cliff Winston, dara albright, ican, mark hiraide, Market Corrections Not Government Interventions: A Path to Improve the US Economy, nick morgan, regulation, sec, securities and exchange commission
There has been a formal submission to the Securities and Exchange Commission (SEC) to increase the funding cap of Regulation Crowdfunding (Reg CF) from the current $5 million to $20 million. A petition to the SEC is a request to issue, change, or repeal a… Read More
Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged cca, reg cf, regulation crowfunding, sec, securities and exchange commission, sherwood neiss
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