Tagged: securities and exchange commission

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

This post was originally published on SEC.gov

SEC To Examine Shift Towards 24-Hour US Stock Trading

The U.S. Securities and Exchange Commission (SEC) will hold a public roundtable in September to discuss preparations for round-the-clock trading in American equities, as exchanges and brokers move to give global investors nearly continuous access to the world’s largest stock market. The Sept. 17 roundtable… Read More

SEC Proposes Semi-Annual Reports Instead of Quarterly Reports for Public Firms

The cost of being a public company has risen dramatically in recent years. This cost, mainly due to compliance, is a big reason why there are fewer and fewer public firms. In recognition of this challenge, the Securities and Exchange Commission (SEC) has proposed new… Read More

SEC Moves Toward Making Quarterly Earnings Reports Optional for U.S. Public Companies

The US Securities and Exchange Commission (SEC) is now said to be actively exploring a potential overhaul of corporate disclosure rules by potentially scrapping the long-standing requirement for mandatory quarterly earnings reports among American companies. According to an update from The Wall Street Journal, regulators… Read More

Capital Ideas: When Markets Correct Better Than Regulators – A Framework for Rethinking Securities Regulatory Policy

In the latest Capital Ideas episode, hosts Nick Morgan, Dara Albright, and Mark Hiraide of the Investor Choice Advocates Network (ICAN) sat down with Cliff Winston, a non-resident senior fellow at the Brookings Institution, to discuss his recent book, Market Corrections, Not Government Interventions: A… Read More

Petition Filed with Securities and Exchange Commission to Raise Reg CF Funding Cap to $20 Million

There has been a formal submission to the Securities and Exchange Commission (SEC) to increase the funding cap of Regulation Crowdfunding (Reg CF) from the current $5 million to $20 million. A petition to the SEC is a request to issue, change, or repeal a… Read More

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