UK FCA Announces Proposals to Require Personal Investment Firms to Set Aside Capital for Covering Compensation Costs
The UK’s Financial Conduct Authority (FCA) has announced proposals to require personal investment firms to set aside capital so that they can “cover compensation costs and ensuring the polluter pays when consumers are harmed.” The proposals from the FCA would “require personal investment firms –… Read More
Read more in: Politics, Legal & Regulation, Global | Tagged europe, fca, financial conduct authority, regulatory guidelines, uk, united kingdom, update