Tagged: sifma

April 27, 2018 @ 7:32 am By JD Alois  |  

The Securities Industry and Financial Markets Association (SIFMA), along with a host of other public market advocates, published a paper yesterday urging policy makers to take action and address the decline of public companies. SIFMA stated the obvious that the decline in public companies creates… Read More

September 29, 2014 @ 3:56 pm By Samantha Hurst  |  

Securities Industry and Financial Markets Association, also known as SIFMA, released a document this summer that provided guidance for investment advisers and broker-dealers to bring more clarity to the process of investor verification. Crowdentials, a compliance firm focused on making capital formation easier for investors and… Read More