Tagged: sifma

Expanding the On Ramp: SIFMA Urges Policy Makers to Address the Decline of Public Companies

The Securities Industry and Financial Markets Association (SIFMA), along with a host of other public market advocates, published a paper yesterday urging policy makers to take action and address the decline of public companies. SIFMA stated the obvious that the decline in public companies creates… Read More

Crowdentials Expands Investor Verification to Include SIFMA Guidance

Securities Industry and Financial Markets Association, also known as SIFMA, released a document this summer that provided guidance for investment advisers and broker-dealers to bring more clarity to the process of investor verification. Crowdentials, a compliance firm focused on making capital formation easier for investors and… Read More

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