United First Partners (UFP), an independent Research, Brokerage, Advisory, and Investment group, announced this week the launch of its new venture, UFP Fintech. According to UFP, UFP Fintech invests in early stage Fintech, Proptech, and Legaltech startups. It was reported: “Under the leadership of the… Read More
FINRA recently completed a settlement expelling from FINRA membership UFP, LLC, a registered funding portal that operated under uFundingPortal.com. The matter marks both early and decisive action by FINRA against a registered funding portal operating under Regulation Crowdfunding. It establishes that FINRA takes seriously… Read More
Read more in: Featured Headlines, General News, Opinion | Tagged enforcement, finra, legal, perspective, regulation cf, scott andersen, sec, ufp, ufundingportal
uFundingPortal (UFP, LLC), disappeared from the ranks of approved Reg CF crowdfunding platforms in early November. Before their removal, a multitude of crowdfunding industry insiders questioned the operation and the investment offers posted on the site. The posted investments lacked transparency while proposing valuations and… Read More
Read more in: Investment Platforms and Marketplaces, Featured Headlines | Tagged amy wan, enforcement, finra, fraud, georgia quinn, sara hanks, sec, ufp, ufundingportal
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