Brief: Luisi Named Associate Director of CorpFin at SEC

SEC Securities and Exchange Commission GreenThe SEC has announced that Shelly Luisi has been named as an Associate Director in the Division of Corporation Finance. Luisi currently is a Senior Associate Chief Accountant in the SEC’s Office of the Chief Accountant, where she co-leads the staff responsible for the agency’s accounting communications and accounting standard-setter oversight functions.  She succeeds Kyle Moffatt, who recently moved to the senior leadership team of the Division of Corporation Finance’s disclosure review program.

“It is a pleasure to welcome Shelly to the division,” said Keith Higgins, Director of the Division of Corporation Finance.  “Her thorough understanding of financial reporting and disclosure issues and deep experience with standard setting and controls will be enormously valuable to our disclosure review program.  I look forward to working with her in this leadership role.”

Luisi will oversee the work of the Disclosure Standards Office, established in 2013 to conduct research and assess the Division of Corporation Finance program to selectively review public-company filings.  The office also tests the division’s internal controls designed to ensure the integrity and consistency of the staff’s filing reviews.

Luisi began her career at the SEC in 2000 as Associate Chief Accountant and assumed her current position in 2002.  Before joining the agency, she worked in the private sector for eight years, including as the controller and vice president at a public company and as an assurance manager and auditor at Ernst & Young.

Ms. Luisi received her M.S. and B.S. in accounting from Florida State University and is a Certified Public Accountant.



Sponsored Links by DQ Promote

 

 

Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 22, 2026 vs Jan 1, 2025 - Oct 22, 2025

Share this graph
Number of Filings130Prior 125 +4.0%
Target Raise, Total$3.37BPrior $3.54B -4.7%
This YTDYear priorChange
Filings 130 125 +4.0%
Target raise $3.37B $3.54B -4.7%

Sponsored by the Crowded Media Group the leading digital news service covering the global Fintech Industry, including digital assets, crowdfunding, tokenization, and other innovations in capital markets. email us @CrowdfundInside

Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

0 0 votes
Article Rating
Subscribe
Notify of
guest

This site uses Akismet to reduce spam. Learn how your comment data is processed.

0 Comments
Newest
Oldest Most Voted
 
0
Would love your thoughts, please comment.x
()
x
Send this to a friend