The Securities and Exchange Commission (SEC) has announced the agenda for the Advisory Committee on Small and Emerging Companies (ACSEC) meeting scheduled for October 5th. The Committee will be reviewing regulation S‑K disclosure requirements, research regarding corporate board diversity, and outreach to smaller companies about capital raising.
ACSEC also will receive updates from the Division of Trading and Markets on equity market structure initiatives, a tick-size pilot, and the treatment of so-called “finders” that assist companies in capital raising activities.
The complete ACSEC agenda is below.
Co-Chairs Call Meeting to Order
Introductory Remarks by Commissioners
Discussion of Regulation S-K Disclosure Requirements
Diversity on Corporate Boards
Remarks by Chair White
Update on Equity Market Structure, Tick Size Pilot, and the Treatment of “Finders”
Stephen Luparello, Director, Division of Trading and Markets
Committee Discussion on Outreach to Smaller Companies about Capital Raising