The Securities and Exchange Commission (SEC) has posted the agendas for two upcoming Asset Management Advisory Committee (AMAC) meetings. The first is on October 28 and the second on November 3.
According to the SEC, the two meetings will include a discussion of matters in the asset management industry relating to the Evolution of Advice and the Small Advisers and Small Funds Subcommittees, including panel discussions and potential recommendations.
At the last meeting on September 21, AMAC tackled these subjects which have each been impacted by the emergence of technology such as open finance.
The meetings will be held remotely via webcast, are open to the public, and will be available live at www.sec.gov and archived on the website.
Asset Management Advisory Committee – Agenda for Oct. 28, 2021, Meeting
| 10:00 a.m. | Welcome and Opening Remarks
Commissioner Crenshaw; Sarah ten Siethoff, Acting Director of the Division of Investment Management; and Ed Bernard, Committee Chairman |
| 10:30 a.m. | Update from Evolution of Advice Subcommittee and Panel Discussion
AMAC Panel Moderator: Jeffrey Ptak, Morningstar Research Services
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| 12:00 p.m. | Break |
| 12:30 p.m. | Update from the Small Advisers and Small Funds Subcommittee |
| 1:30 p.m. | Summary and Discussion |
| 2:00 p.m. | Adjournment |
Asset Management Advisory Committee – Agenda for Nov. 3, 2021, Meeting
| 10:00 a.m. | Welcome and Opening Remarks
Chair Gensler; Commissioners Peirce, Roisman, Lee, and Crenshaw; Sarah ten Siethoff, Acting Director of the Division of Investment Management; and Ed Bernard, Committee Chairman |
| 10:30 a.m. | Recommendations of the Evolution of Advice Subcommittee |
| 11:00 a.m. | Recommendations of the Small Advisers and Small Funds Subcommittee |
| 11:30 a.m. | Summary and Discussion |
| 12:15 p.m. | Adjournment |
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