Artificial Intelligence (AI) Roundtable Scheduled at SEC

The Securities and Exchange Commission (SEC) will hold a roundtable on Artificial Intelligence (AI).

The event will be held at SEC headquarters in Washington, DC, and is open to the public for either in-person or virtual attendance.

AI is currently in use at most large, financial services firms but development and innovation continues to be robust as these firms look to reduce cost, improve services and provide improved options for their customers.

At the same time, there is some concern about the possibility of creating issues including systemic challenges, as AI is integrated into the financial services ecosystem.

The Roundtable will involve Acting Chairman of the SEC Mark Uyeda, Commissioners Hester Peirce and Caroline Crenshaw. While an agenda has yet to be published, the Commission asks interested individuals to register immediately if attending in person.

The event will be held at SEC HQ on March 27, 2025, commencing at 9 AM ET. You may register here.

 



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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 25, 2026 vs Jan 1, 2025 - Oct 25, 2025

Share this graph
Number of Filings131Prior 126 +4.0%
Target Raise, Total$3.40BPrior $3.54B -3.9%
This YTDYear priorChange
Filings 131 126 +4.0%
Target raise $3.40B $3.54B -3.9%

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Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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