Tagged: Consolidated Audit Trail

IEX Updates Audit Trail Rule After SEC Grants Five-Year Extension on Timestamp Exemption

The Investors Exchange LLC (IEX) has amended its Consolidated Audit Trail (CAT) compliance rule to reflect a five-year extension granted by the U.S. Securities and Exchange Commission (SEC) related to timestamp granularity requirements. The rule change, filed with the SEC on June 17, updates IEX… Read More

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