Tagged: north american securities administrators association

October 30, 2013 @ 4:29 pm By JD Alois  |  

Rick Fleming, Deputy General Counsel for the North American Securities Administrators Association (NASAA) – a group which represents state and provincial securities regulators, presented at the US Senate Committee on Banking, Housing & Urban Affairs today.  The NASAA views their members as the first line… Read More

September 7, 2013 @ 1:10 pm By JD Alois  |  

Retirement Industry Trust Association (RITA) is hosting a  self-directed IRA event for financial advisers and other interested parties on October 21st to 22nd 2013 in Austin.  One of the most important topics on their agenda is an update on crowdfunding and impact this new financial… Read More

January 12, 2013 @ 4:37 pm By JD Alois  |  

File this under recently discovered.  The North American Securities Administrators Association (NASAA) has published a document inquiring; Are You An Informed Investor?  Crowdfunding.  It would appear the NASAA is not a fan of the Jobs Act – at least certain segments of it. Certainly a benign… Read More