Tagged: office of the investor advocate

January 10, 2023 @ 12:02 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has selected Cristina Martin Firvida as its new Director of the Office of the Investor Advocate. Martin Firvida will take over the office effective Jan. 17, 2023. Martin Firvida was most recently the Vice President of Financial Security and… Read More

February 27, 2017 @ 6:22 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has scheduled an “Evidence Summit” to be held at the SEC headquarters on F Street in Washington, DC on March 10th. Organized by the Office of Investor Advocate, the Summit will “discuss strategies for raising retail investors’ understanding of… Read More