Tagged: ohio department of commerce

Way to Go Ohio: Crowdfunding Under Reg CF, Issuer in Ohio Hit with $1100 Fee by Division of Securities

June 24, 2016 @ 4:21 pm By JD Alois |

Reg CF, or Title III of the JOBS Act of 2012, is the portion of the law that legalizes retail investment crowdfunding. The new securities exemption was largely designed to provide access to capital to those small companies that are most challenged in finding sufficient… Read More

Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged cleveland whiskey, georgia quinn, nicholas tommarello, ohio, ohio department of commerce, regulation cf, regulations, sam guzik, title III

Ohio Division of Securities Hearing of SoMoLend Founder Candace Klein Postponed

December 27, 2013 @ 1:56 pm By JD Alois |

According to reports, the hearing scheduled by the Ohio Division of Securities with former SoMoLend CEO Candace Klein has now been postponed until late February 2014. This is the second postponement for the Cease and Desist notice which was originally filed by the state of… Read More

Read more in: Featured Headlines, General News, Politics, Legal & Regulation | Tagged andrea seidt, candace klein, nasaa, north american securities association, ohio department of commerce, ohio division of securities, somolend