Tagged: oppenheimer

Oppenheimer Appoints Rahul Buxani As New Managing Director Focused on Fintech

Investment bank, wealth manager, and Oppenheimer Holdings subsidiary, Oppenheimer & Co, Inc. announced on Tuesday it has appointed Rahul Buxani as its new Managing Director focused on Fintech. According to Oppenheimer, Buxani’s appointment is part of a significant strategic expansion of its commitment to the… Read More

StartEngine Alum Elio Motors Engages Oppenheimer & Northland Capital for Investment Banking Services

On Wednesday, Elio Motors, Inc. (OTCQX: ELIO) announced it has engaged Oppenheimer & Co. Inc. and Northland Capital Markets for investment banking services, which includes strategic advisory, financing, and capital markets strategies. Sharing details about the new collaboration, Paul Elio, founder and CEO of Elio Motors, stated: “Elio Motors continues… Read More

Oppenheimer to Pay Fine for Selling Unregistered Securities

Oppenheimer & Co.  was hit by a significant fine by the SEC for violating federal securities laws. Oppenheimer has agreed to admit wrongdoing and pay $10 million to settle the charges, according to the SEC.  Oppenheimer will pay an additional $10 million to settle a parallel… Read More

Send this to a friend